Compliance Manager (Regulatory Assurance) Full Time

“Previously Startups of London has featured Revolut in our article The Complete List of Unicorn Startups in the UK 2022.

You can also click on the company name above or go to their company page from here and learn more about their culture, business and management.

As for the role; Revolut is looking for a Compliance Manager (Regulatory Assurance), to join their company. Learn more about the role, requirements as well as benefits in the below description. Click on the Apply Now button to complete job application.”

– Startup of London Team

The Role

Our Compliance team is a true gem. They make sure our products and processes meet all the requirements. What does this mean? The best possible outcomes for our customers. They’ve got an outstanding ability to find solutions and carry out testing in a truly digital and fast-paced environment. Those data-driven experts know that better people and improved machines are the most effective way to manage conduct risk.

We’re looking for a Compliance Assurance Manager who’ll join us and help us improve all aspects of finance and risk management.

If you love saying “this is textbook!” – and love hearing others say it – you know what to do…

What you’ll be doing

• Assisting with the design and implementation of the Compliance testing and assurance program. Including the risk-based compliance risk assessment, control testing and assurance plan, and related testing scopes
• Completing assurance reviews and testing activities leveraging skills in advanced data analytics
• Establishing automated queries and dashboards to drive more frequent testing and informative insights
• Contributing to Compliance processes by identifying opportunities for improved adherence to regulatory requirements and company standards
• Executing project plans to address remediation efforts and testing review findings, may include process updates, documentation, and/or training
• Driving execution of multiple concurrent reviews which may be local or multi-jurisdictional, including subsequent management reporting related to review outcomes and findings
• Challenging colleagues to build efficient world-class risk management controls and processes
• Using data analytics to identify actionable insights which result in material enhancements to the control environment

What you’ll need

• 1-8 years of experience working within a FinTech, traditional financial institution, or regulatory body (hiring multiple levels)
• 3+ years of experience in assurance or internal/external audit, focusing on the Risk and Compliance domains
• Familiarity with assurance/audit reviews
• Experience in Controls, Risks, and Policy & Procedure testing
• Strong stakeholder engagement skills to hold the 1st Line of Defence accountable for Regulatory Compliance matters
• Relevant compliance qualifications, ACAMS/ACOI/ICA
• Experience in interrogating large data sets to identify actionable insights
• Results-driven, pragmatic, and detailed-oriented approach
• Love for problem-solving and work collaboratively to do so
• Ability to explain complex things very easily
• To possess a willingness to learn and an interest in compliance
• Experience in creating or utilizing test scripts/procedures
• Experience working on regulatory compliance or financial crime risks

Regulatory UK Specific:

• Experience either directly with FCA / PRA / BoE regulators, or with regulations and requirements associated with the FCA / PRA / BoE
• High working proficiency in English communication, both written and verbal, as Assurance reports may be shared with regulators

Nice to have

• Data analytics skills, including SQL and/or Python
• Experience in insurance, crypto, and/or stock trading compliance